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Pangelinan v. Pangelinan
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E-FILED
CNMI SUPREME COURT
E-filed: Sep 23 2024 04:24PM
Clerk Review: Sep 23 2024 04:25PM
Filing ID: 74558722
Case No.: 2022-SCC-0016-CIV
Judy Aldan
IN THE
Supreme Court
OF THE
Commonwealth of the Northern Mariana Islands
SECUNDINA UNTALAN PANGELINAN AND SELINA MARIE PANGELINAN,
Plaintiffs-Appellees,
v.
JOHN SABLAN PANGELINAN,
Defendant-Appellant.
Supreme Court No. 2022-SCC-0016-CIV
SLIP OPINION
Cite as: 2024 MP 5
Decided September 23, 2024
ASSOCIATE JUSTICE PERRY B. INOS
JUSTICE PRO TEMPORE ROBERT J. TORRES, JR.
JUSTICE PRO TEMPORE WESLEY M. BOGDAN
Superior Court Civil Action No. 17-0067
Associate Judge Joseph N. Camacho, Presiding
Pangelinan v. Pangelinan, 2024 MP 5
INOS, J.:
¶1 Appellees Selina Marie Pangelinan and Secundina Untalan Pangelinan
(“Appellees”) sued Appellant John Sablan Pangelinan (“Appellant” or “John”)
for tortious interference with contract and abuse of process for his conduct in the
probate of the estate of their father and husband, Norberto Eduardo Pangelinan
(“Norberto”). John counterclaimed for abuse of process, libel, and quiet title. The
trial court dismissed the counterclaims and found for Appellees on all claims.
John appeals the dismissal of his quiet title and libel counterclaims, the judgment
on the complaint, and other decisions and orders. 1 We AFFIRM the lower court.
I. OVERVIEW
¶2 In the Northern Mariana Islands, only individuals of Northern Marianas
descent can hold permanent or long-term interests in real property. NMI CONST.
art. XII, § 1. To be of Northern Marianas Descent (“NMD”), a person must have
“some degree” of Northern Marianas Chamorro or Northern Marianas Carolinian
blood. Id. at § 4. To be considered Northern Marianas Chamorro or Northern
Marianas Carolinian, a person must have been born or domiciled in the Northern
Mariana Islands by 1950 and have been a citizen of the Trust Territory of the
Pacific before the termination of the Trusteeship with respect to the Northern
Mariana Islands. Id. To establish a person’s NMD status, there must be a showing
that the person has an ancestor who meets the criteria for a Northern Marianas
Chamorro or Northern Marianas Carolinian. Though this appeal contemplates
several largely unrelated legal issues, the case originates from John’s belief that
Appellees’ ancestor from whom they trace their NMD status does not meet the
criteria to be a Northern Marianas Chamorro, disqualifying them from inheriting
real property. John contends the real property should go to him.
II. FACTS AND PROCEDURAL HISTORY
¶3 Appellees initiated the probate of Norberto’s estate in 2015, seeking
approval for the lease of the estate’s properties to a developer for 55 years for
$3.2 million, sale of the fee simple interest, and distribution of the proceeds. 2
John filed a claim in the probate case for all the estate’s real property, asserting
that Appellees are not NMD and cannot hold permanent or long-term interests in
real property under Article XII of the NMI Constitution. John asserted that
Norberto was not NMD and did not hold a valid fee simple title to the lands in
his estate, which had passed to him in 1989 from the probate of Norberto’s
grandfather—Jose Wilson Pangelinan’s (“JWP”)—estate. John argued JWP was
not a full-blooded Chamorro ancestor and his descendants cannot trace their
NMD status from him. Relying on 8 CMC § 2411, John contended he should
1
John does not appeal the dismissal of his abuse of process claim.
2
John appeals the trial court’s orders and judgments in Civil Action No. 17-0067, but
among the court’s orders is the application of issue preclusion from orders entered in
the probate case, Civil Action No. 15-0169.
Pangelinan v. Pangelinan, 2024 MP 5
receive the remaining interest as the next closest heir because Norberto only held
a 55-year interest in the real properties. 3
¶4 JWP was born in Guam in 1874 and lived in Saipan from 1914 until his
death in 1952. Among his children were Candido S. Pangelinan (“Candido”) and
Juan S.N. Pangelinan (“Juan”). Juan was John’s father. Candido was Norberto’s
father—Norberto and John are first cousins. Appellee Secundina Untalan
Pangelinan (“Secundina”) was Norberto’s wife and Appellee Selina Maria
Pangelinan (“Selina”) is their daughter. John is JWP’s grandson, and Selina is
JWP’s great-granddaughter.
¶5 Probate of JWP’s estate occurred in 1989. Juan, Candido, the other five
living children of JWP, and the children of their one deceased brother executed
a distribution agreement dividing the estate among themselves and other
descendants of JWP. In the Matter of the Estate of Jose W. Pangelinan, Civ. No.
89-1085 (NMI Super. Ct. May 17, 1990) (Decree of Partial Final Distribution at
4). John was not a signatory, but filed a claim and received land through the
distribution agreement, which the court approved. Norberto also received
properties under the distribution agreement.
¶6 In the probate of Norberto’s estate, John tried to convince Appellees to
settle his claim by accepting that Norberto was a non-NMD and agreeing to
distribute the estate properties by either: (1) Secundina taking a life estate and
the reversionary interest vesting in John or (2) Selina taking the remaining 28
years of the 55 years from the date that Norberto was deeded the properties from
his father with the reversionary interest vesting in John.
¶7 Following an evidentiary hearing, in September 2016 the court concluded
that Norberto was NMD, tracing his status to his grandfather JWP who was a
full-blooded Northern Marianas Chamorro and denied John’s claim. An order
denying rehearing issued three months later in December 2016 determined John
was not an heir and lacked standing to continue as a party. On the same day, the
court entered a final decree distributing the properties and approving the lease
and sale of the properties and the distribution of the proceeds to Appellees.
¶8 John appealed the probate case. In that appeal, we affirmed that he was not
an heir and lacked standing to continue in the probate proceeding once the court
had decided the issue of Norberto’s NMD status because, to have standing in the
probate context, “an appellant must demonstrate an interest, even a speculative
one, that could be affected by the outcome of the case.” In re Estate of
Pangelinan, 2020 MP 19 ¶ 9 (internal citation omitted). Because John was not
3
8 CMC § 2411 states:
Whenever a person not of Northern Marianas descent takes title to real
property under this code, he or she shall take the maximum allowable
legal interest in the real property and the remaining interest if any shall
vest in the next closest heirs or devisees who can legally take title to the
real property pursuant to N.M.I. Const. art. XII.
Pangelinan v. Pangelinan, 2024 MP 5
Norberto’s heir under his theory of the case, we affirmed that he was a non-heir
without standing and did not address JWP’s full-blooded ancestor status. Id. at
¶ 1, 11.
¶9 While the appeal in the probate case was pending, Appellees sued John in
a separate action alleging his conduct during the probate proceedings constituted
abuse of process and tortious inference with contract. John moved to dismiss,
which the court denied. He then answered and counterclaimed for abuse of
process, libel, and quiet title, later amending the counterclaim. Appellees missed
the deadline to answer or move to dismiss the counterclaim by three days because
they calendared the deadline based on the date of the amended counterclaim,
rather than the original counterclaim. Default was entered and John moved for
entry of default judgment.
¶ 10 The court first denied the motion for default judgment on the belief that
the clerk of court had not entered a default on the record. After stipulating that
the clerk of court had entered a default against them, the Appellees moved to set
aside the entry of default, which the court granted. The court also granted
Appellees’ motion to dismiss, holding that the quiet title claim was precluded,
that the abuse of process claim was not ripe for adjudication, and that court filings
cannot form the basis for a libel claim. John then moved for partial summary
judgment, which the court denied.
¶ 11 At the conclusion of the bench trial, John moved for judgment as a matter
of law, and to dismiss the complaint for failure to state a claim upon which relief
can be granted. The court denied both motions.
¶ 12 The court found John liable for abuse of process and tortious interference
with contract. Having bifurcated the liability and damages portions of the trial,
the court ordered Appellees to submit their request for damages. The court later
found John liable for $52,756.49 in damages. He appeals.
III. JURISDICTION
¶ 13 We have appellate jurisdiction over final judgments and orders of the
Commonwealth Superior Court. NMI CONST. art IV, § 3.
IV. DISCUSSION
¶ 14 John characterizes his appeal as consisting of four parts: (1) the dismissal
of his amended counterclaims for quiet title and libel in Civil Action No. 17-
0067; 4 (2) arguments contesting JWP’s and Norberto’s statuses; (3) an appeal of
a list of orders and the judgment in Civil Action No. 17-0067; and (4) allegations
of bias by the trial court. Appellant’s Br. at 5. We begin by reviewing application
of the doctrine of issue preclusion to the quiet title counterclaim.
4
John voluntarily dropped his counterclaim for abuse of process. Appellant’s Br. at 5.
Pangelinan v. Pangelinan, 2024 MP 5
A. The court properly dismissed the quiet title counterclaim
under the doctrine of issue preclusion.
¶ 15 The counterclaim purports to be an action to quiet title to the real property
in Norberto’s estate. App. B at 5–10. The sole argument in the counterclaim is a
repetition of John’s argument contesting the statuses of JWP and Norberto in the
probate proceeding. The trial court ruled that because the probate court already
finally decided the statuses of JWP and Norberto, John was precluded from
relitigating the same issue, and dismissed the counterclaim. 5 See App. F at 1–13,
(Pangelinan v. Pangelinan, Civ. No. 17-0067 (NMI Super. Ct. April 5, 2018)
(Order Dismissing Defendant’s Counterclaims of Quiet Title as Barred by Res
Judicata) (citing In re Estate of Norberto Eduardo Pangelinan, Civ. No. 15-0169
(NMI Super. Ct. Sept. 20, 2016) (Order Denying Motion, Claim and Petition of
John S. Pangelinan, and Granting Estate’s Motion to Dismiss Demands of John
S. Pangelinan))). He appeals this determination. Whether the trial court properly
applied the doctrine of issue preclusion is a question of law we review de novo.
Lizama v. ANZ Guam, Inc., 2020 MP 17 ¶ 8.
¶ 16 Issue preclusion refers to “the effect of a judgment in foreclosing
relitigation of a matter that has been already litigated and decided.” Id at ¶ 10.
For an issue to be precluded, it must be: (1) identical to the one raised in the
pending action; (2) actually litigated; (3) necessarily decided; (4) final and on the
merits; and (5) the party against whom preclusion is sought must be the same as,
or in privity with, the party to the former proceeding. Id.
i. The issue in the quiet title counterclaim is identical
to the issue decided in the probate case.
¶ 17 When two issues adjudicated in separate actions are “materially the same”
those issues are identical for purposes of issue preclusion. Lizama, 2020 MP 17
¶ 11. When allegations are “nearly verbatim,” they satisfy the first element of
issue preclusion. Id. Though the counterclaim purports to “quiet title” to the real
property held in Norberto’s Estate, in reality, the only legal question raised in the
counterclaim is the status of JWP and Norberto under Article XII of the NMI
Constitution. App. B at 5.
¶ 18 Norberto’s NMD status was directly before the court during the probate of
Norberto’s estate—because John raised it—and was decided in that proceeding.
In its September 2016 order, the court stated: “although phrased many ways, the
issue before the Court [is] whether the Decedent, Norberto Eduardo Pangelinan,
was a person of Northern Marianas decent, such that the Estate can hold real
property under Article XII of the Constitution of the Northern Mariana Islands,
5
The trial court has used the term res judicata to refer to the doctrine applied to preclude
the relitigation of the statuses of JWP and Norberto. For clarity, we use the term issue
preclusion, also known as collateral estoppel, Lizama v. ANZ Guam, Inc., 2020 MP 17
¶ 10, to distinguish from the concept of claim preclusion which is often used
interchangeably with the term res judicata. See In re Estate of Camacho, 4 NMI 22, 25
(1993).
Pangelinan v. Pangelinan, 2024 MP 5
and such that Decedent’s child can inherit it.” In re Estate of Pangelinan, No.
15-0169-CV at 2 (NMI Super. Ct. Sep. 20, 2016) (Order Denying Motion, Claim
and Petition of John S. Pangelinan, and Granting Estate’s Motion to Dismiss
Demands of John S. Pangelinan) (“September 2016 Order”). 6 Deciding the issue
in the affirmative, the court held that “[a]ccordingly, [John] . . . has no claim to
the Estate’s property.” Id. The issue decided by the probate court in September
2016 is identical to the legal issue forming the basis of the quiet title
counterclaim. See App. B, at 6.
ii. The issue was actually litigated and necessarily decided.
¶ 19 The second and third elements, whether the issue was actually litigated
and necessarily decided, are “interrelated,” and often analyzed together. Cook v.
Harding, 879 F.3d 1035, 1042 (9th Cir. 2018). As a conceptual matter, if an issue
was necessarily decided in a prior proceeding, it was actually litigated, though
the converse proposition is not true. Harmon v. Kobrin (In re Harmon), 250 F.3d
1240, 1248, 1248 n.9 (9th Cir. 2001).
¶ 20 An issue is necessarily decided when it is not “entirely unnecessary to the
judgment in the initial proceeding.” Lizama, 2020 MP 17 at ¶ 13. Not every
probate proceeding requires a determination of a decedent’s NMD status,
however when an estate holds land subject to the alienation restrictions in Article
XII of the NMI Constitution, a determination of the decedent’s NMD status is
not entirely unnecessary to the judgment. This is particularly true in this case,
where the validity of the estate’s holdings had been directly challenged on the
basis that the decedent was not of Northern Marianas descent.
¶ 21 A determination of Norberto’s NMD status was necessary to the judgment
because John’s claimed interest relies on a challenge to the validity of Norberto’s
ancestry and ability to hold a permanent interest in land under Article XII. The
finding that Norberto was NMD and Selina was an heir was necessary to dispose
of John’s motion, claim, and petition so the court could issue a final decree of
distribution. The issue was necessarily decided.
¶ 22 An issue is actually litigated when it has been “raised, contested, and
submitted for determination in the prior proceeding.” Lizama, 2020 MP 17 at
¶ 12 (internal quotations omitted). The court held an evidentiary hearing on the
NMD status issue. John was present and represented himself. September 2016
Order at 1. The court then ruled: “[t]he Court finds that the Decedent, Norberto
Eduardo Pangelinan[,] was a person of Northern Marianas descent tracing back
to his paternal grandfather, Jose Wilson Pangelinan, the same full-blooded
Chamorro ancestor from whom the Estate’s land derives.” Id. at 2. John
acknowledged to this Court that this issue “was fully briefed . . . in the probate
case In re the Estate of Norberto Eduardo Pangelinan,” asserting that to reargue
the issue again would be “redundant and unnecessary.” Pangelinan v.
Pangelinan, No. 2020-SCC-0005-CIV (NMI Sup. Ct. Jan. 12, 2021) (Proposed
6
As a part of determining Norberto’s NMD status, the probate court necessarily
determined JWP’s status. September 2016 Order at 10-11.
Pangelinan v. Pangelinan, 2024 MP 5
Memorandum Decision on Jose Wilson Pangelinan at 1). We agree that the issue
was actually litigated.
iii. The decision was final and on the merits.
¶ 23 A decision is final for issue preclusion when it is “firm and stable,” and
“the last word of the rendering court.” Taman v. Marianas Pub. Land Corp., 4
NMI 287, 292 (1995). Factors that support a decision being final for issue
preclusion include: (1) whether the parties were fully heard; (2) whether the court
“supported its decision with a reasoned opinion;” and (3) whether the decision
was subject to appeal or was in fact reviewed on appeal. Commonwealth v.
Cabrera, 1999 MP 22 ¶ 13. The probate court’s decision followed John’s motion
and a hearing on the merits at which both parties were present. The written order
adopted wholesale the reasoning of the Estate’s proposed findings and appended
about forty pages of discussion by Norberto’s Estate on the matter. See generally,
September 2016 Order. The decision was subject to appeal, and John appealed
the decision to this Court, though we disposed of the appeal on the basis that he
lacked standing. See In re Estate of Pangelinan, 2020 MP 19 ¶¶ 5, 11. The
finding that Norberto was a person of Northern Marianas descent, that Selina as
his heir may inherit the property, and that Appellant has no claim to the property
of Norberto’s estate was a firm and stable decision and the court’s final word on
the matter. See September 2016 Order at 1–2. The probate court’s decision was
final and on the merits for preclusion purposes.
iv. Appellant was not a party to the proceedings for the purpose of issue
preclusion because he could not appeal the court’s decision.
¶ 24 The final element is that the party against whom issue preclusion is sought
must be the same as, or in privity with, the party to the former proceeding. Lizama
v. ANZ Guam, Inc., 2020 MP 17 ¶ 10. This is to ensure that the interests of the
party to be estopped were adequately represented in the former proceedings. See
People v. Sims, 651 P.2d 321, 333 (1982). In most circumstances, a prior
determination by a court only has a preclusive effect against the same parties,
and issue preclusion cannot be wielded as a sword against non-parties.
¶ 25 John participated in the probate proceedings that resulted in a status
determination, but whether he was a party to the proceedings to satisfy issue
preclusion is a more complex matter.
¶ 26 The court correctly found that John lacked standing to participate in the
probate proceedings, but because this came after he had actively participated for
months, we must examine whether he can fairly be considered a party to the
proceedings for the purpose of issue preclusion. John litigated the issue and
received a final determination on the merits. That said, the standing
determination affected John’s ability to appeal the status determination of JWP
and Norberto.
¶ 27 As a general rule, “relitigation of [an] issue in a subsequent action between
the parties is not precluded . . . [when] the party against whom preclusion is
sought could not, as a matter of law, have obtained review of the judgment in the
Pangelinan v. Pangelinan, 2024 MP 5
initial action.” Restatement (Second) of Judgments § 28 (1982). Whether review
of the judgment was available as a matter of law in a situation such as this is
described in the comments to the Restatement:
If the judgment of the court of first instance was based on a
determination of two issues, either of which standing independently
would be sufficient to support the result, and … the appellate court
upholds one of these determinations as sufficient and refuses to
consider whether or not the other is sufficient and accordingly
affirms the judgment, the judgment is conclusive as to the first
determination.
Id. at § 27 cmt. o. See also id. at § 28 cmt. a. (“if there was an
alternative determination adequate to support the judgment, the rule
of [issue preclusion] does not apply.”)
Here, appeal of the probate court’s status determination of JWP and Norberto
under Article XII was unavailable to John as a matter of law because, after it
denied rehearing on the status determination, the probate court held that he lacked
standing to continue. When we affirmed the probate court on standing, we did
not reach the issue of the status determination and appeal was unavailable to John
as a matter of law, therefore he cannot be considered a party to the proceedings
under an ordinary issue preclusion analysis.
v. The September 2016 Order is a judgment determining status
precluding future relitigation of the issue.
¶ 28 That John cannot be considered a party to the proceedings would typically
bar the application of issue preclusion, but certain judgments determining status
are afforded a preclusive effect against non-parties. Under the Restatement:
A judgment in an action whose purpose is to determine or change a
person's status is conclusive with respect to that status upon all other
persons, with the following [relevant] qualifications:
(a) If a person has, under applicable law, an interest in such
status such that he is entitled to contest its existence, the judgment
is not conclusive upon him unless he was afforded an opportunity
to be a party to the action;
(b) ...
(c) As against a person who is not entitled to contest the
existence of the status, the judgment is not accorded effect to the
extent it would result in unjust effect on that person's own status,
rights, or obligations.
Restatement (Second) of Judgments § 31(2) (1982).
First, we ask whether the September 2016 Order is a judgment in an action to
determine or change a status. Second, we ask whether John had an interest in the
NMD status determination of JWP and Norberto that would entitle him to contest
its existence. Finally, we ask whether giving effect to the September 2016 order
would result in an unjust effect on John’s status, rights, or obligations.
Pangelinan v. Pangelinan, 2024 MP 5
1. The September 2016 Order is a judgment determining status.
¶ 29 Under the Restatement, the scope of issue preclusion for judgments
determining status includes “various forms of continuing legal relations between
an individual and society as a whole, such as citizenship, . . . includ[ing] legal
relations of indefinite term.” Id. at cmt. a. Proceedings for determination of status
are characterized by the state asserting an interest of its own in the determination,
and often include an independent investigation of the facts and applicable legal
standards by the court, as well as party presentations on the issue. Id. The
proceedings that warrant an application of issue preclusion against non-parties
are those for determining statuses in which “[t]he state has a supervisory interest
in the personal and social relationships associated with [that] status, and with the
proper allocation of rights and obligations concerning property and support that
attend those relationships.” Id. at cmt. b. Though issue preclusion based on a
judgment determining status is usually only applied in proceedings conducted
with the sole or principal purpose of determining status, the reasoning for
application of issue preclusion for status determinations is to establish a “firm
legal premise in all matters in which the status may subsequently be significant.”
Id. In such proceedings, the court acts not only as arbiter between the parties to
the proceedings, but also as a “monitor” on behalf of a public interest. Id.
¶ 30 Courts applying the common law must balance the sometimes-conflicting
policies that an issue fairly tried should not be retried and the policy that status
should not be conclusively determined except in the special proceedings
prescribed for that purpose. Id. Probate proceedings are not always conducted for
the sole or principal purpose of determining status, nor can they be considered
special proceedings prescribed for determining status. Not all decisions made
during probate proceedings are judgments determining status, and not all will
have a preclusive effect on future legal proceedings: only those decisions by a
probate court that result from proceedings “conducted with the sole or principal
purpose of determining status and with a view to making a determination that can
be taken as a firm legal premise in all matters in which the status may
subsequently be significant.” Id. The September 2016 Order resulted from an
evidentiary hearing conducted for the specific purpose of making a final
determination of the Article XII status of JWP and Norberto.
¶ 31 NMD status is the type of status that warrants a conclusive determination
against all other persons. Article XII of the NMI Constitution restricts acquisition
of permanent and long-term interests in real property to persons of Northern
Marianas descent in recognition of “the importance of the ownership of land for
the culture and tradition of the people of the Northern Mariana Islands . . . in
order to protect them against exploitation and to promote their economic
advancement and self-sufficiency.” Commission Comment, NMI CONST. art.
XII, § 4. The drafters of Article XII intended to promote finality in NMD status
determinations by the Superior Court:
[I]f the court, based on such evidence finds and agrees that the
person in fact possess [sic] at least some degree of blood quantum
Pangelinan v. Pangelinan, 2024 MP 5
of Northern Marianas Chamorro or Northern Marianas Carolinian
blood or a combination thereof, that said person shall be qualified
and considered a person of Northern Marianas descent.
Id.
We hold that the September 2016 order finding JWP is Norberto’s full-blooded
Chamorro ancestor and that Norberto is of Northern Marianas descent is a
judgment determining status.
2. Appellant is not entitled to contest the status determination
of JWP and Norberto.
¶ 32 Generally, a status determination binds non-parties when it effects a
transformation of the legal status of the person involved which others have no
legal authority to challenge. Restatement (Second) of Judgments § 31 cmt. f
(1982). There is no specific constitutional, statutory or regulatory right for a third
party to challenge a person’s NMD status. 7 The Restatement’s reference to
“authority to challenge” contemplates circumstances when the rules require
notice to, or joinder of, necessary parties. Id. The thrust of this inquiry is to allow
individuals with a concrete interest at stake in the title determination, and not
“remote strangers,” to challenge a status determination. Id. 8 Because there is no
explicit right for third parties to contest NMD status determinations, John could
only contest the status determination if he has more than a remote interest that
may be affected by the status determination, which he lacks.
¶ 33 John describes an attenuated path to his interest in Appellees’ land:
In this case, assuming (as assumed elsewhere) that Norberto’s non-
NMD mother survived his father Candido, her taking a life estate
took also the title (evidence of ownership, freeholders own the land
during the duration of their indeterminable estate— that is, the title)
and that upon her death (presumed above) her title extinguished and
the remainderman’s (Juan) estate in fee simple became absolute—
thus, the fee simple absolute estate merged in Juan, the “next closest
heir” under this 8 CMC §2411, and upon Juan’s death the title was
casted upon Juan’s son, Appellant-Pangelinan.
Appellant’s Br. at 10.
7
While the NMI Constitution requires an evidentiary hearing for NMD status
determination by the Superior Court, the law is silent on whether any third party has a
right to notice and opportunity to be heard in such a hearing. NMI CONST. art. XII, § 4.
8
The term “remote stranger” does not refer to the relative distance of a party’s familial
relationship to the person whose status is in question. Rather it refers to the relative
distance of the party’s claimed interest to any concrete legal claim beyond a
hypothetical interest that could only exist if the status determination did not exist. The
Restatement defines “remote strangers” as the opposite of those persons “whose own
status and welfare are intimately bound in the relationship.” Restatement (Second) of
Judgments § 31 cmt. f (1982).
Pangelinan v. Pangelinan, 2024 MP 5
This ownership theory stacks assumptions upon presumptions, yet John fails to
describe how a finding that JWP and Norberto are disqualified from acquiring
land under Article XII entitles him to absolute ownership of the land above all
others. To understand that, we look at the counterclaim to quiet title:
Defendant Pangelinan, as the sole claimant in Re Estate of Norberto
E. Pangelinan, Civil Action No. 15-0169, CNMI Superior Court, is
entitled to inherit alone all of the above-described “ancestors’
lands”, he inherited them and is entitled that the title to said lands
be quieted in him and his heirs.
App. B at 10.
¶ 34 Beyond stating that as the “sole claimant,” he is entitled to inherit all land,
John has provided no basis for his claim that he alone is entitled to inherit
Appellees’ land rather than any other NMD descendants of JWP, Candido, Juan,
or Norberto. 9 Though John does not explain what he means by the term “sole
claimant,” the existence of other possible heirs makes it apparent that John
believes he should inherit all because he is the only one among those potential
heirs who has made a claim for the land. September 2016 Order at 16. In essence,
John asks the court to adjudicate the interests of possibly countless unknown
individuals who could stand to inherit under his theory without affording them
notice or opportunity to be heard. Considering the only obstacle to affirming the
application of issue preclusion is whether John had a right to be fully present as
a party to the NMD status determination, we could not grant the relief he requests.
¶ 35 John has no interest intimately bound in the determination of JWP and
Norberto’s statuses. Any possible legal claim to inheritance of the land that John
may have is speculative and likely differs little from the speculative claims that
other descendants of JWP, Candido, or Juan could have. Pursuing this thread,
any determination of NMD status would implicate the interest of remote
strangers. However, the Commonwealth has an interest in firm and final
decisions on NMD status and Article XII so that the lands in the Commonwealth
do not indefinitely languish in probate limbo. To require notice and opportunity
to be heard for untold numbers of remote strangers at any hearing to determine
NMD status would undermine the Commonwealth’s interest and cast doubt on
practically all other NMD status determinations that the courts have made—a
result that this Court will not help bring about.
3. According the probate court’s status determination full effect will not
result in an unjust effect upon John’s status, rights, or obligations.
¶ 36 Even if a party’s claimed interest in a status determination does not
establish an independent right to be present at a status determination proceeding,
we will still not apply preclusion against a non-party who can demonstrate that
some other collateral status, right, or obligation of theirs would be unjustly
affected. Restatement (Second) of Judgments § 31(2)(c) (1982). Here, neither the
9
Besides Candido and Juan, JWP had six other children, and at least thirteen
grandchildren other than John and Norberto. See September 2016 Order at 18.
Pangelinan v. Pangelinan, 2024 MP 5
quiet title action nor the appellate briefs raise any status, right, or obligation
related to the status determination other than the speculative interest that could
arise if the status determination were overturned. An action to quiet title “lies
against those who, at the time it is instituted, are the present claimants to the land
under the instrument which creates the cloud,” 10 and we have held that a probate
court’s final decree of distribution does not have a preclusive effect upon a third
party bringing an action to quiet title under a separate instrument. Piteg v. Piteg,
2000 MP 3 ¶¶ 12–13 (finding that a probate court’s decree of final distribution
did not bar a claimant’s action to quiet title when the basis for that action was a
deed of gift that had been entered into by the decedent’s heirs after she had died).
John did not base his quiet title action on an instrument clouding title to the
property or any other source by which he could claim title. He has referenced no
other status, right, or obligation that could be unjustly affected by the probate
court’s judgment determining Norberto’s status. The only status, rights, or
obligations John has argued would be affected are based in his theory regarding
the statuses of JWP and Norberto. Nothing that has been presented gives us any
reason to doubt the fairness of affirming the court’s status determination and
subsequent application of issue preclusion.
¶ 37 Because all other elements of the issue preclusion analysis are met, and
because judgments determining status are conclusive as to all other persons,
making John’s presence at the status determination unnecessary, the court did not
err in dismissing the counterclaim to quiet title. The probate court’s order was
based on findings that Jose Wilson Pangelinan was a full-blooded ancestor. Thus,
John may not relitigate the issue of the Article XII statuses of JWP and Norberto.
Similarly, we do not reach the challenge to the court’s denial of his motion for
partial summary judgment. John’s motion for partial summary judgment is
similarly moot because it depended on the precluded argument that Appellees
lack standing because they are not of Northern Marianas descent.
¶ 38 Similarly, we do not reach the appeal of the denial of his NMI Rule of
Civil Procedure 52(c) motion for judgment as a matter of law because it relies on
the same arguments barred by issue preclusion and is also moot. Appellant’s
Brief at 31–32.
B. The counterclaim for libel was properly dismissed.
¶ 39 John’s libel counterclaim alleges that Appellees falsely accused him of
abuse of process, called him a vexatious litigant, and caused defamatory
statements to be published in the newspaper. App. B at 14.
¶ 40 The court dismissed the counterclaim under NMI Rule of Civil Procedure
12(b)(6) for failure to state a claim on which relief can be granted, finding that
Appellees had immunity for statements their attorney made arising out of judicial
proceedings. We review dismissals under Rule 12(b)(6) de novo. Claassens v.
CHCC, 2021 MP 9 ¶ 15. “When reviewing a Rule 12(b)(6) motion, a court must
10
In re the Estate of Manglona, 2023 MP 13 ¶ 28 (quoting Fusco v. Matsumoto, 2011 MP
17 ¶ 21) (emphasis added).
Pangelinan v. Pangelinan, 2024 MP 5
determine if the non-moving party fails to assert a claim upon which relief can
be granted.” Id. ¶ 16 (internal quotations omitted). Rule 12(b)(6) weeds out cases
in which a plaintiff could never win based on the factual allegations in the
complaint. Id. We “construe the complaint in the light most favorable to the
plaintiff and take its allegations to be true for purposes of a motion to dismiss.”
Id. (internal quotations omitted).
¶ 41 John made three allegations: (1) Appellees falsely accused him of abuse
of process in their complaint; (2) Appellees “badmouthed” him by claiming he
was a vexatious litigant in their complaint and during the probate of Norberto’s
estate; and (3) Appellees statements led to the publication of two false articles
about him in the newspaper. App. B at 15.
¶ 42 Construing the first two allegations in John’s favor and assuming as true
that: (1) Appellees’ abuse of process claim was meritless; and (2) Appellees
referred to John as a vexatious litigant in their complaint and during the probate
of Norberto’s estate, dismissal is appropriate. The counterclaim fails to allege a
basis upon which relief can be granted. A claim to the court during a legal
proceeding that a litigant has abused process or is a vexatious litigant is a
legitimate claim, and without further alleged facts, cannot form the basis for a
libel countersuit. See, e.g., 7 CMC § 2204 (recognizing abuse of process as a
valid cause of action against a private party); 7 CMC §§ 2451–57 (providing a
defendant a right to move the court to declare a party a vexatious litigant).
¶ 43 On the third allegation, the court found that the plaintiffs had an absolute
defense to publish defamatory material under Section 586 of the Restatement
(Second) of Torts. App. F at 12. The Restatement states:
An attorney at law is absolutely privileged to publish defamatory
matter concerning another in communications preliminary to a
proposed judicial proceeding, or in the institution of, or during the
course and as a part of, a judicial proceeding in which he
participates as counsel, if it has some relation to the proceeding.
Restatement (Second) of Torts § 586 (1965).
¶ 44 The Commonwealth code provides that “the restatements of the law . . .
shall be the rules of decision in the courts of the Commonwealth, in the absence
of written law or local customary law to the contrary.” 7 CMC § 3401. We have
not adopted the Second Restatement of Torts’ defamation standards wholesale;
instead, we utilize a “section by section approach.” Tan v. Younis Art. Studio,
Inc., 2007 MP 11 ¶ 24. “[F]inding the controlling defamation law” requires courts
to:
first look to local written law, which includes our case law
adopting and/or adapting Restatement provisions. To the extent
local written law is lacking, the Restatement fills the gaps.
However, since this process of amalgamating local law and
Restatement principles increases the potential for intrusion into
protected First Amendment areas, special care must be taken when
Pangelinan v. Pangelinan, 2024 MP 5
adopting new law. Any modifications must be consistent with
New York Times 11 and its progeny.
Id. at ¶ 31.
¶ 45 Following the approach in Tan, we observe no controlling constitutional
provisions, statutes, or case law on this question. The Restatement section here
favors free speech and aligns with United States Supreme Court cases. See
Sahara Gaming Corp. v. Culinary Workers Union Loc. 226, 984 P.2d 164, 166–
68 (Nev. 1999) (“The policy underlying the privilege is that in certain situations
the public interest in having people speak freely outweighs the risk that
individuals will occasionally abuse the privilege by making false and malicious
statements.”) (internal quotation and citation omitted). With no controlling local
law, the court properly applied section 586 of the Restatement.
¶ 46 Appellees’ attorney was privileged to make the statements in question, and
a suit for libel cannot stand based on those communications. The counterclaim
failed to state a claim on which relief could be granted, and was properly
dismissed.
C. The trial court did not err in setting aside entry of default.
¶ 47 John moved to dismiss Appellees’ complaint for failure to state a claim
upon which a relief may be granted. When the court denied the motion, he
answered the complaint and counterclaimed. He amended and served the answer
and counterclaim seven days later. The day after the answer was due under
Commonwealth Rule of Civil Procedure 15(a), 12 the clerk of court entered a
default against Secundina and Selina. John immediately moved for a default
judgment on the same day.
¶ 48 Appellees moved to dismiss the counterclaims four days late on August
18, 2017. Appellees claimed they had incorrectly calendared the due date 20 days
after service of the amended answer and counterclaim, instead of 20 days after
service of the original answer and counterclaim.
¶ 49 The court set aside the entry of default under the factors we laid out in In
re the Matter of Woodruff, 2015 MP 11: “(1) whether the party seeking to set
aside default engaged in culpable conduct that led to the default; (2) whether it
had no meritorious defense; or (3) whether reopening the default judgment would
prejudice the other party.” Id. at ¶ 21. We review orders setting aside an entry of
default for abuse of discretion. Id. at ¶ 8. Under this standard:
[t]o determine that there has been an abuse of discretion, . . . the
record must be devoid of competent evidence to support the
11
New York Times Co. v. Sullivan, 376 U.S. 254 (1964), is the foundational case from the
U.S. Supreme Court surrounding free speech protections in the context of defamation
lawsuits.
12
Because this case began before our current rules of civil procedure took effect, the older
version applies. NMI R. CIV. P. 1(b).
Pangelinan v. Pangelinan, 2024 MP 5
decision of the trial court. Further, in testing the sufficiency of the
evidence it must be taken in the strongest manner in favor of the
appellee and in support of the court's findings, and a judgment will
not be disturbed when there is any reasonable evidence to support
it.
Robinson v. Robinson, 1 NMI 81, 89 (1990) (internal quotations
omitted).
We review the court’s application of the Woodruff factors to the circumstances
surrounding the entry of default to determine if there is “any reasonable
evidence” to support the court’s decision. Id.
¶ 50 Under factor one, a court must consider whether the default was caused by
Appellees’ culpable conduct. “A party’s conduct is culpable when he has
received actual or constructive notice of the filing of the action and intentionally
failed to answer.” Woodruff, 2015 MP 11 ¶ 22 (internal quotation and citation
omitted). An intentional failure to answer is:
akin to an act of bad faith[.] . . . Neglectful failure to answer as to
which the defendant offers a credible, good faith explanation
negating any intention to take advantage of the opposing party,
interfere with judicial decisionmaking, or otherwise manipulate the
legal process is not “intentional” . . . and is therefore not
necessarily—although it certainly may be, once the equitable
factors are considered—culpable or inexcusable.
Id. (internal quotation and citation omitted).
¶ 51 Here, the court found that because John filed his counterclaim and
amended counterclaim close in time with one another, the mistaken late filing
was not willful, deliberate, or an act of bad faith and therefore not culpable
conduct warranting a default. App. H at 6 (Pangelinan v. Pangelinan, No. 17-
0067-CV (NMI Super. Ct. Feb. 1, 2019) (Order Granting Motion to Set Aside
Entry of Default)).
¶ 52 Under factor two, a court must consider whether the party seeking to set
aside default has a meritorious defense. “A defendant seeking to vacate a default
judgment must present specific facts that would constitute a defense. . . . The
defendant need only allege sufficient facts that, if true, would constitute a
defense.” In re the Matter of Woodruff, 2015 MP 11 ¶ 25 (internal quotations and
citations omitted). The court found that Appellees had raised absolute immunity
for the libel counterclaim and res judicata for the quiet title counterclaim as their
meritorious defenses. App. H at 6 (Order Granting Motion to Set Aside Entry of
Default).
¶ 53 Under factor three, a court must consider whether John would suffer any
prejudice.
To show prejudice to the non-defaulting party, the setting aside of
a judgment must result in greater harm than simply delaying
Pangelinan v. Pangelinan, 2024 MP 5
resolution of the case. Rather, establishing prejudice requires a
showing that setting aside default will hinder the plaintiff’s ability
to pursue the claim. . . . On the other hand, requiring a plaintiff to
litigate the merits of a case does not, by itself, constitute prejudice.
In re the Matter of Woodruff, 2015 MP 11 ¶ 28 (internal quotation
and citation omitted).
The trial court found “[t]he four-day delay in the filing of any answer is de
minimus [sic]” and would not prevent John from pursuing his counterclaims,
leading it to find no prejudice. App. H at 7 (Order Granting Motion to Set Aside
Entry of Default).
¶ 54 John argues that he was “greatly prejudiced” by the “fraudulent[]”
procurement of the dismissal of his quiet title claim. Appellant’s Br. at 18. He
argues he would be entitled to default judgment had the court accepted all the
factual allegations in the amended counterclaim as true. Id. This argument
misunderstands and conflates different tests. Default occurs “[w]hen a party
against whom a judgment for affirmative relief is sought has failed to plead or
otherwise defend[.]” COM. R. CIV. P. 55(a). When default occurs, default
judgment will be entered, unless the defaulting party shows good cause for
setting aside the entry of default or the default judgment. Id. at R. 55(c). The
three-factor Woodruff test establishes whether good cause exists to set aside
default. 2015 MP 11 at ¶¶ 20–21. Default judgment is appropriate when a party
fails to plead or defend without good cause shown. Under no circumstance would
the court’s acceptance of the allegations in the counterclaim as true (which is the
standard for considering a motion to dismiss for failure to state a claim upon
which relief can be granted) entitle a party to default judgment—or any judgment
for that matter. The result from a court accepting as true the allegations in a claim
is that the claim will either survive or not survive dismissal; the question of
default is unrelated.
¶ 55 John further argues that “setting aside the entry of default without setting
aside the order of April 5, 2018 dismissing Appellant-Pangelinan’s amended
counterclaim, the order which was conditioned-precedent that no entry of default
was made by Appellant-Pangelinan, is very prejudicial to him as that hindered
his ability to pursue his claim.” Appellant’s Br. at 18–19. John elaborates no
further on this point, but we will infer for his argument that he attempts to say
that the court’s mistaken belief on April 5, 2018 that the Clerk of Court had not
yet entered Appellees’ default somehow affected the court’s order dismissing
John’s amended counterclaims, which was issued on the same day. This
argument misses the point. When considering setting aside an entry of default,
the thrust of the prejudice inquiry is aimed at whether disregarding the defaulting
party’s delay will somehow prejudice the non-defaulting party by hindering their
ability to pursue the claim. 2015 MP 11 ¶ 28. Because this inquiry asks about the
prejudicial effect that one party’s delay has on the non-defaulting party, it is
unrelated to the court’s decision-making in other matters. The court’s
misapprehension about whether Appellee’s default had been entered, which it
Pangelinan v. Pangelinan, 2024 MP 5
corrected, is unrelated to the prejudicial effect that Appellees’ default could have
had on John’s pursuit of his counterclaims.
¶ 56 John’s concern that the court’s incorrect belief regarding the status of entry
of default on April 5, 2018 influenced its reasoning when it dismissed the
counterclaims on the same day is unrelated to whether the court abused its
discretion in setting aside the entry of default. Moreover, our review of the
dismissal of the counterclaims for libel and quiet title is de novo, meaning we
afford the lower court’s dismissal no deference. See United States v. George, 971
F.2d 1113, 1118 (4th Cir. 1992) (“By definition, de novo review entails
consideration of an issue as if it had not been decided previously.”); and supra at
¶¶ 15, 40 (applying de novo review to the dismissal of the counterclaims for quiet
title and libel).
¶ 57 Because the court based its decision to set aside the entry of default on
competent evidence that reasonably satisfies all three Woodruff factors, it did not
abuse its discretion.
D. The court did not clearly err in finding abuse of process.
¶ 58 After a bench trial, the court held John liable for abuse of process for his
conduct during the probate of Norberto’s estate. The order and judgment contains
factual findings and application of law, which we review for clear error.
Commonwealth v. Kaipat, 2022 MP 9 ¶ 14. Review for clear error involves a
high level of deference for the trial court’s factual findings, 13 because the trial
court is in the best position to assess evidence and make factual determinations.
Islam v. Ayuyu, 2009 MP 17 ¶ 17 (stating that the trier of fact has the exclusive
function of determining the credibility of witnesses, resolving evidentiary
conflicts, and drawing reasonable inference from proven facts.). We will not find
clear error unless “after reviewing all the evidence we are left with a firm and
definite conviction that a mistake has been made.” Commonwealth v.
Crisostomo, 2014 MP 18 ¶ 8. The central question in our review for clear error
is whether “the court could rationally have found as it did, rather than whether
we would have ruled differently.” In re Abraczinskas, 2023 MP 12 ¶ 11 (quoting
Commonwealth v. Taitano, 2017 MP 19 ¶ 44). We review de novo the court’s
application of the law to its factual findings. White v. Camacho, 2022 MP 4 ¶ 6.
¶ 59 In its order and judgment, the court found the testimony of both Secundina
and Selena credible. By contrast, John’s testimony was found not credible
because his answers to questions “were evasive, circular in reasoning, and a re-
hash” of the probate action claims that Norberto and Selina are not NMD–an
issue the court had previously ruled on in 2016. App. L at 12–13 (Pangelinan v.
Pangelinan, No. 17-0067-CV (NMI Super. Ct. May 21, 2020) (Order and
Judgment Against Defendant John Sablan Pangelinan for Abuse of Process and
Tortious Inference with Contractual Relations)). We defer to a trial court’s
13
Su Yue Min v. Feng Hua Enter., Inc., 2017 MP 3 ¶ 20.
Pangelinan v. Pangelinan, 2024 MP 5
credibility assessment of witnesses and testimony, as it has the best opportunity
to observe the demeanor of the witnesses. Markoff v. Lizama, 2016 MP 7 ¶ 14.
i. The court made relevant factual findings and reasonable inferences.
¶ 60 The court found that John wrote to Appellees’ attorney outlining his claim
in Norberto’s estate and emphasizing the time it could take to resolve the probate,
the financial burden this litigation would create for the Appellees in attorney’s
fees, and the risk that Appellees’ plans for sale of the property could fall through
as a result of delays. John stated:
I have also filed the “Petition of John S. Pangelinan for Partial Final
Distribution,” which might just require [Selina] to file an opposition
and assistance of an attorney. Furthermore, it might get worse
because I am prepared to go all the way until all avenues are
exhausted if the judge should decide against me. You are very much
aware that judicial matter have a mind of its own and the wheels of
justice turn oh-so very slowly and costly. . . . The [Appellees] must
know that, from a business perspective, if BSI acquires enough land
for its needs it might just reneged [sic] on its land-sale contract with
the Decedent and demand for the return of the substantial deposit
already paid.
App. L at 7–8 (Order and Judgment) (emphasis in original).
¶ 61 The court found that John’s primary purpose in the probate action was to
harass Appellees and “cause them to spend excessive legal fees.” Id. at 18. The
court determined that even if he originally intended to obtain land, his “intentions
changed” after the Appellees rejected his demands. Id. After examining the
exhibits and considering the testimonies at trial, the court found that John
“became spiteful and used the judicial proceeding as a means to get back at
[Appellees],” and his purpose was to harass and financially harm the Appellees
by his actions. Id.
¶ 62 The trial court found that John was “very familiar with court proceedings
and is knowledgeable about how to clog-up the court’s docket.” Id. at 8.
¶ 63 For instance, throughout the proceedings, John “intentionally made
himself unavailable to be personally served by [Appellees].” Id. Though he
would file motions and filings, and serve counsel for the Estate, he refused to
sign up for the court’s e-filing system or agree to service by email, forcing
Appellees to personally serve him with responses and oppositions to his many
filings. Id.
¶ 64 Moreover, John would “dodge service in a blatant attempt to run out the
clock or cause a deadline to expire.” Id. These tactics continued into the
proceedings in CV-17-0067, forcing the trial court to order John to be served via
the pro se box at the Clerk of Court. Id. at 7–8.
¶ 65 Additionally, John filed over five hundred pages of frivolous motions,
declarations, objections, petitions, and claims during the probate action. Id. at 10.
Pangelinan v. Pangelinan, 2024 MP 5
¶ 66 The trial court found that during the probate proceedings, John
communicated to Appellees that he would keep the $3.2 million dollars from the
Peak Development land lease contract in escrow and give Appellees a small
amount of the money if they agreed to settle. Id. at 14.
¶ 67 The trial court discovered that John told Appellees they should accept his
offer before Peak Development tired of waiting and reneged on the lease contract.
Id.
¶ 68 Reviewing the record, we find that the trial court’s findings of fact and
reasonable inferences could rationally be drawn from the evidence at the bench
trial. John does not argue, nor do we observe, any error that leaves us with a
definite and firm conviction that a mistake was made.
ii. The court properly applied the law in finding abuse of process.
¶ 69 Abuse of process occurs when a party “uses a legal process, whether
criminal or civil, against another primarily to accomplish a purpose for which it
is not designed.” Restatement (Second) of Torts § 682 (1977). 14 We disfavor the
tort of abuse of process because it is “likely to have a chilling effect on an
individual’s choice to seek judicial recourse.” Waibel v. Farber, 2006 MP 15
¶ 24. However, this action deters overzealous litigants and provides a means of
redress for a defendant who was wrongfully dragged through the judicial system.
Id. We will uphold a judgment for abuse of process when we find it is necessary
to provide such deterrence or redress.
¶ 70 The misconduct that constitutes abuse of process is the “misuse of
process . . . for any purpose other than that which it was designed to accomplish.”
Restatement (Second) of Torts § 682 cmt. a. (1977). The requirement that misuse
of process be primarily to accomplish a purpose for which it is not designed,
means that “there is no action for abuse of process when . . . there is an incidental
motive of spite or an ulterior purpose of benefit to the defendant.” Id. at cmt. b.
¶ 71 Whether a party meets the requisite mental state to satisfy an element of a
claim is a question of fact which we review for clear error. See Fusco v.
Matsumoto, 2011 MP 17 ¶ 13 (holding that determination of donative intent is a
question of fact); Rebuenog v. Aldan, 2010 MP 1 ¶ 22 (holding that the
determination of a resident’s intent to return is a question of fact); Aplus Co. v.
Niizeki Int'l Saipan, Co., 2006 MP 13 ¶ 18 (holding that whether parties to a
contract intended to confer a benefit on a third party is a question of fact). In the
case of the tort of abuse of process, whether a certain purpose was a party’s
primary purpose or merely incidental to the proceedings is also a question of fact.
See Young v. Allstate Ins. Co., 198 P.3d 666, 677 (Haw. 2008) (holding that an
abuse of process defendant’s “primary motivation constitutes a question of fact
that cannot be resolved by way of a[] . . . Rule 12(b)(6) motion to dismiss.”)
Based on the evidence and testimony at trial, the court found that John’s
14
In the absence of written law or local customary law on the tort of abuse of process, we
look to the common law. 7 CMC § 3401.
Pangelinan v. Pangelinan, 2024 MP 5
involvement in the probate proceedings was primarily to harass Appellees and
cause them to spend excessive legal fees.
¶ 72 Deferring to the trial court’s finding that John’s primary purpose was to
harass Appellees and cause them to spend excessive legal fees, the question that
remains is whether John’s motive, and the actions he took to advance his motive,
are the sort of misuse of process that the tort contemplates.
¶ 73 The trial court’s factual findings reveal two overarching misuses of
process that John engaged in: first, he made over five hundred pages of frivolous
filings; second, he refused to sign up for the court’s e-filing service or accept
service by email, and then intentionally made himself unavailable when
Appellees attempted to serve him personally with their responses to his many
filings. The trial court drew the reasonable inference from these findings that
John’s purpose was to “dodge service in a blatant attempt to run out the clock or
cause a deadline to expire.” App. L at 8 (Order and Judgment).
¶ 74 Courts in other jurisdictions have found that the misuse of legal
proceedings, when done for the illegitimate purpose of delay, harassment, or
increasing the costs of litigation, are the sort of misuse of legal process that
constitutes abuse of process. See Durham v. Guest, 204 P.3d 19, 26 (N.M. 2009)
(finding that conduct intended to delay proceedings is an actionable improper
purpose under the tort of Abuse of Process); Rossi v. Rossi (In re Rossi), No. 98
A 01559, 1999 Bankr. LEXIS 435, at *30 (Bankr. N.D. Ill., Apr. 27, 1999)
(finding that filing frivolous pleadings and dodging service for the purposes of
delay and increasing litigation costs justify sanctions under Bankruptcy Rule
9011, which allows sanctions against parties who engage in legal process with
an illegitimate purpose, to prevent an abuse of process); Pundzak, Inc. v. Cook,
500 N.W.2d 424, 430 (Iowa 1993) (finding that the primary purpose to “nickel
and dime [a party] to death” can constitute an abuse of process under the
Restatement).
¶ 75 Under the Restatement: “The usual case of abuse of process is one of some
form of extortion, using the process to put pressure upon the other to compel him
to pay a different debt or to take some other action or refrain from it.”
Restatement (Second) of Torts § 682 cmt. b. (1977). This is the “usual case” and
should not be read too narrowly. The Restatement makes it clear that the
“gravamen of the misconduct . . . is the misuse of process, no matter how
properly obtained, for any purpose other than that which it was designed to
accomplish.” Id. at cmt. a. It does not matter whether John intended to
deliberately delay and harass Appellees to cause their litigation expenses to rise
so that he could reap the benefit of the land lease contract—$3.2 million dollars,
or if he merely intended to delay, harass, and raise litigation costs to pressure
Appellees to sign over their rights to the land itself. We find the Third Circuit’s
interpretation persuasive that “[t]he Restatement is concerned with individual
legal processes primarily used for purposes for which they were not designed, . . .
not whether they are used for purposes unconnected or unrelated to the
Pangelinan v. Pangelinan, 2024 MP 5
underlying litigation.” Gen. Refractories Co. v. Fireman's Fund Ins. Co., 337
F.3d 297, 306 (3d Cir. 2003).
¶ 76 Here, as the trial court laid out, John dodged service, delayed proceedings,
and filed numerous frivolous and repetitive motions to harass the Appellees and
increase their costs. The process of serving and being served motions and other
papers during litigation is to provide parties with notice so that they may pursue
their claim in court in good faith and timely resolve disputes. John’s actions
defied his purported interests in challenging the probate proceedings. This is an
inappropriate ulterior purpose. Deferring to the trial court’s factual findings and
reasonably drawn inferences, the court did not abuse its discretion in finding
abuse of process. Though we wish to avoid the chilling effect that a finding of
abuse of process may have on an individual’s choice to seek judicial recourse,
we find that upholding the abuse of process judgment is necessary both to deter
John’s persistent, overzealous, and abusive relitigation of his claims, and to
provide Appellees redress for the time they have spent being unjustly dragged
through the courts. For these reasons, we affirm the trial court’s judgment for
abuse of process.
E. We need not address tortious interference with contract.
¶ 77 The trial court also found John liable for tortious interference with
contract. John’s liability is based on the same actions that support his liability for
abuse of process. App. L at 21–31 (Order and Judgment). Similarly, the damages
John has been ordered to pay Appellees for tortious interference with contract
are based on the same legal fees, to the cent, that they incurred as a result of the
abuse of process. Pangelinan v. Pangelinan, No. 17-0067-CV (NMI Super. Ct.
May 26, 2022) (Findings of Fact and Conclusions of Law Following Evidentiary
Hearing Regarding Damages). Because we have upheld the court’s finding of
liability on the abuse of process claim, a decision on whether it properly applied
the law to the facts in imposing liability for tortious interference with contract
would not be outcome-determinative. For this reason, we decline to address the
merits of the judgment for tortious interference with contract.
F. The trial court was not biased.
¶ 78 The final issue John raises is that the lower court judge, Associate Judge
Joseph N. Camacho, was biased against him, “requiring an automatic reversal”
of all appealed orders and remanding to a different judge. Appellant’s Br. at 5,
35. First, he alleges bias because the judge repeatedly ruled against him. Second,
he claims bias because the judge’s wife is co’mai’re (“kumaire”) 15 to Appellees’
attorney. He says this information “came from the judge himself in the Probate
Case.” Id. at 35.
¶ 79 Under 1 CMC § 3308(b)(1), a judge shall disqualify himself “[w]here he
or she has a personal bias or prejudice concerning a party[.]” 1 CMC § 3309(a),
15
This word is typically spelled “kumaire,” meaning “Godmother, term of address used
between mother and godmothers, or a father to a godmother. Also male’ (short form).”
Kumaire, CHAMORRO-ENGLISH DICTIONARY 117 (1st ed. 1975).
Pangelinan v. Pangelinan, 2024 MP 5
governs the procedure for section 3308 recusals and states that “[w]henever a
justice or judge of the Commonwealth believes that there are grounds for his or
her disqualification, he or she shall, on his or her own initiative, recuse
himself[.]” We review a judge’s decision not to recuse under an abuse of
discretion standard. Commonwealth v. Caja, 2001 MP 6 ¶ 2.
¶ 80 John raises bias for the first time on appeal. Though we typically treat
issues raised for the first time on appeal as waived, when it comes to recusal of
judges, we have held that “applicable laws [1 CMC § 3308(a) and (b)(1)] place
upon the judge himself, the obligation to identify the existence of grounds for
recusal, rather than requiring recusal only in response to a party's motion.”
Commonwealth v. Kaipat, 1996 MP 20 ¶ 11; see also Bank of Saipan v. Superior
Court (Disqualification of Castro), 2002 MP 16 ¶¶ 15–16 (finding that failure to
timely move to disqualify under 3308(b) does not constitute a waiver unless the
untimeliness of the motion has the effect of delaying proceedings). Because 1
CMC §§ 3308 and 3309 place an affirmative obligation on judges to recuse
themselves when they are aware of a reason for the disqualification, the failure
to recuse raises a question of abuse of discretion and we will not consider the
issue waived simply because a party raises it for the first time on appeal.
i. The law does not require recusal under 1 CMC § 3308(b).
¶ 81 John’s claim that the judge demonstrated bias by repeatedly ruling against
him is an insufficient basis to allege that the judge abused his discretion under
section 3308(b)(1). To succeed on this claim, the record must be totally devoid
of any evidence to support the judge’s decision not to recuse himself. Robinson,
1 NMI 81 at 89. John has alleged the rulings against him demonstrate bias
generally, but there is ample evidence to support the judge’s rulings. To further
entertain the notion that a ruling—or even a series of rulings—disfavoring a party
is an indication of bias, without additional evidence, requires greater conjecture
than our standard of review permits.
¶ 82 The only particularized allegation of bias John raises is that Appellees’
attorney has a non-consanguineous personal relationship with the judge’s wife:
specifically, that the judge’s wife is kumaire to Appellees’ attorney. Appellant’s
Br. at 35. The section of 1 CMC § 3308 that requires recusal when a judge’s
spouse has a relationship to an attorney in the case is section 3308(b)(5)(ii),
which directs a judge to recuse when their spouse, or a person within the “second
degree of relationship” to the judge’s spouse is acting as a lawyer in the
proceeding. The statute does not define what “second degree of relationship” is
exactly, but 1 CMC § 3308(d)(2) clarifies that “degree of relationship is
calculated according to the civil law system.”
¶ 83 The civil law system measures degrees of relationship “from the person a
quo upwards to the common stock, and then downwards to the other party
Pangelinan v. Pangelinan, 2024 MP 5
related.” 16 Smallman v. Powell, 23 P. 249, 250 (Ore. 1890). Measured this way,
a person has one degree of separation from their parents and children, and two
degrees of separation from grandparents and siblings. Id.; see also, United States
v. D'Alfonso, No. 03-746, 2008 U.S. Dist. LEXIS 41569 at *4 (E.D. PA May 27,
2008) (stating that according to the civil system, parent, child, grandparent,
grandchild, great grandparent, great grandchild, sister, brother, aunt, uncle, niece
and nephew, including whole and half-blood relatives, are within the third degree
of relationship.) Importantly, all these relationships presuppose consanguinity.
Other jurisdictions have interpreted statutes concerning degrees of relationship
as implying consanguineous relationships unless the statute specifies otherwise.
See, e.g., United States v. Dedman, 527 F.3d 577, 589 (6th Cir. 2008)
(interpreting a criminal statute to prohibit certain non-consanguineous
relationships when the statute prohibited all marriages between certain family
members “of every degree”).
¶ 84 Though the kumaire relationship may be a consanguineous relationship
within the second degree as calculated by the civil system, it is not always so.,
On its face, 1 CMC § 3308(b)(5) only requires recusal in circumstances when
there is a consanguineous relationship within the second degree; it is not a “catch-
all” provision. Instead, claims under section 3308(b) must fall under one of the
categories listed in the subsection. The relationship petitioner alleges does not
fall under any category of section 3308(b). Accordingly, we find no abuse of
discretion in the judge’s decision not to recuse under section 3308(b).
ii. Recusal under 1 CMC § 3308(a) is not necessary.
¶ 85 1 CMC § 3308 has a waivable, catch-all provision in subsection (a), which
requires a judge to recuse “in any proceeding in which his or her impartiality
might reasonably be questioned.” This section aims to avoid the appearance of
impropriety, and requires a judge recuse whenever “a reasonable person with
knowledge of all the facts would conclude that the judge’s impartiality could be
questioned.” In re Abraczinskas, 2023 MP 12 ¶ 5.
¶ 86 In Bank of Saipan, we applied a 4-factor test to determine whether the
untimely raising of a section 3308(a) claim constituted a waiver of the claim.
2002 MP 16 ¶ 19. This finding would appear to be in some tension with our
statement in Kaipat that a judge has an affirmative duty to self-disqualify under
section 3308(a), such that a failure to raise a section 3308(a) issue before appeal
does not automatically constitute a waiver. 1996 MP 20 ¶ 11. However, the test
we applied in Bank of Saipan aimed to ensure that a party’s section 3308(a)
motion would not unjustifiably cause delay or waste judicial resources. 2002 MP
16 ¶¶ 18–19. Because John made no motion under section 3308(a), the Bank of
Saipan test is inapplicable.
16
This differs from the common law system of measuring degrees of relationship, which
begins counting from the common ancestor. Smallman v. Powell, 23 P. 249, 250 (Ore.
1890).
Pangelinan v. Pangelinan, 2024 MP 5
¶ 87 We must still ask whether John actually waived his right to object under
section 3308(a). John gives us little context for how and when he learned about
the kumaire relationship. He states in his brief that the judge made the
information known during the probate case. Appellant’s Br. at 35. That the
information came from the judge himself during the probate case suggests that
the judge, aware of the possible appearance of impropriety, informed that parties
about the relationship, offering parties the opportunity to object to his continued
presence over the case. While this information suggests that John, either
expressly or impliedly, waived his right to object under section 3308(a), the
record lacks sufficient evidence for us to say so definitively.
¶ 88 However, John’s admission that he has known since the probate
proceedings that the judge’s wife is kumaire to Appellee’s attorney is enough for
us to find on the merits there is no appearance of impropriety. There are only two
facts present in the record that John has raised for a reasonable person to consider:
(1) that the kumaire relationship exists; and (2) that the parties have known about
the relationship since the probate proceedings, which concluded in December
2016. See In re Estate of Norberto Eduardo Pangelinan, No. 15-0169-CV (NMI
Super. Ct. Dec. 19, 2016) (Decree of Final Distribution). One factor that would
lead a reasonable person with knowledge of all the facts to conclude that a judge’s
impartiality could be questioned is whether the party claiming under section
3308(a) “has demonstrated a sincere belief that the assigned judge’s continued
presence over the case creates the appearance of impropriety.” Abraczinskas,
2023 MP 12 ¶ 25. When a party unreasonably delays in moving for recusal under
1 CMC § 3308, while continuing to participate in proceedings presided over by
the judge that the party claims cannot remain impartial, the party demonstrates a
lack of a sincere belief in the judge’s lack of impartiality. Id. at ¶¶ 34–36. This
would affect a reasonable person’s conclusions about the court’s impartiality. Id.
Here, despite knowing about the complained-of relationship since at least 2016,
John has continued to participate in numerous actions before the judge, in this
case and in the probate proceedings, seemingly without objection until this
appeal. Appellant’s Br. at 35. The contention that the court’s non-recusal is so
egregious that it requires automatic reversal of the lower court’s rulings is
contradicted by the failure to raise the issue previously, despite having every
opportunity for years. This new argument alleging bias fails. There is no basis to
require the judge to recuse himself based on an appearance of impropriety in this
case.
G. Appellant has waived the remaining issues through insufficient argument.
¶ 89 In his brief and at oral argument, John failed to discuss many of the
decisions he appeals. We have consistently held that issues insufficiently
developed by parties will not be addressed because of the nature of our
adversarial system. As a reviewing court, we are not a “self-directed board[] of
legal inquiry and research, but essentially . . . arbiters of legal questions presented
and argued by the parties before [us].” Commonwealth v. Borja, 2018 MP 13 ¶ 16
n.4 (internal quotations omitted). In certain cases, we may exercise our discretion
to review issues raised on appeal unsupported by relevant argument if they are
Pangelinan v. Pangelinan, 2024 MP 5
well-taken on their face. Lucky Dev. Co., Ltd. v. Tokai, U.S.A., Inc., 3 NMI 79,
93 (1992). But our general rule is “when a party does not ground a legal
proposition in any legal authority, the issue is waived.” Atalig v. Mobil Oil
Mariana Islands, Inc., 2013 MP 11 ¶ 32.
¶ 90 John has waived appeal of the following decisions by failing to argue
them:
(a) Order After July 16, 2019 Hearing, dated August 15, 2019;
(b) Order, which directs the Plaintiffs to file their request for
damages and/or other remedies, dated May 21, 2020;
(c) Order After Hearing, dated January 6, 2021;
(d) Order Stating that the CNMI Superior Court’s Jurisdiction Over
This Civil Action Was Divested When the “Notice of Appeal”
was Filed with the CNMI Supreme Court, dated May 5, 2021;
(e) Order Overruling Defendant’s Objection to Rescheduling of
Evidentiary Hearing, dated May 26, 2022;
(f) Order Overruling and Denying Defendant’s Objections and
Motions Seeking to Dismiss/Vacate Evidentiary Hearing, dated
May 26, 2022;
(g) Findings of Fact and Conclusions of Law Following
Evidentiary Hearing Regarding Damages, dated May 26, 2022;
(h) Judgment and Order, dated May 26, 2022;
(i) Order After July After July 12, 2022 Motion Hearing on
Defendant’s Motion for Reconsideration, dated July 21, 2022;
(j) Order Denying Defendant’s Motion Filed on July 18, 2022,
dated July 21, 2022;
(k) Entry of Final Judgment dated July 21, 2022; and
(l) Notice and Order dated August 11, 2022.
V. CONCLUSION
¶ 91 We AFFIRM the dismissal of John’s quiet title counterclaim on the basis of
issue preclusion. All claims and arguments by John, premised on the assertion
that Norberto Eduardo Pangelinan was not of Northern Marianas descent and
Jose Wilson Pangelinan was not a citizen of the Trust Territory of the Pacific
Islands for purposes of Article XII of the NMI Constitution are barred under the
doctrine of issue preclusion. Accordingly, we AFFIRM the dismissal and denial of
the many motions premised on the same precluded issue. We AFFIRM the
dismissal of the libel counterclaim for failure to state a claim upon which relief
could be granted. We AFFIRM the setting aside of the entry of default. We
AFFIRM the judgment finding liability for abuse of process and we decline to
address the challenge of the lower court’s judgment finding John liable for
tortious interference with contract. Finally, because the judge did not abuse his
discretion by not recusing, the request to reverse the judgments and orders of the
lower court is DENIED.
Pangelinan v. Pangelinan, 2024 MP 5
SO ORDERED this 23rd day of September, 2024.
/s/
PERRY B. INOS
Associate Justice
/s/
ROBERT J. TORRES, JR.
Justice Pro Tempore
/s/
WESLEY M. BOGDAN
Justice Pro Tempore
COUNSEL
John S. Pangelinan, Saipan, MP, Appellant, Pro Se.
Janet H. King, Saipan, MP, for Appellees.
NOTICE
This slip opinion has not been certified by the Clerk of the Supreme Court for publication
in the permanent law reports. Until certified, it is subject to revision or withdrawal. In any
event of discrepancies between this slip opinion and the opinion certified for publication,
the certified opinion controls. Readers are requested to bring errors to the attention of the
Clerk of the Supreme Court, P.O. Box 502165 Saipan, MP 96950, phone (670) 236–9715,
fax (670) 236–9702, e–mail Supreme.Court@NMIJudiciary.com.
E-FILED
CNMI SUPREME COURT
E-filed: Sep 23 2024 04:24PM
Clerk Review: Sep 23 2024 04:25PM
Filing ID: 74558722
Case No.: 2022-SCC-0016-CIV
Judy Aldan
IN THE
Supreme Court
OF THE
Commonwealth of the Northern Mariana Islands
SECUNDINA UNTALAN PANGELINAN AND SELINA MARIE PANGELINAN,
Plaintiffs-Appellees,
v.
JOHN SABLAN PANGELINAN,
Defendant-Appellant.
Supreme Court No. 2022-SCC-0016-CIV
Superior Court No. 17-0067-CV
JUDGMENT
Defendant-Appellant John Sablan Pangelinan appeals the trial court’s orders dismissing
his counterclaims for quiet title and libel. He also appeals the trial court’s judgment finding him
liable for abuse of process and tortious interference with contract, as well as the trial court’s setting
aside of the entry of Appellees’ default. For the reasons discussed in the accompanying opinion,
the Court AFFIRMS the trial court, declining to reach the issue of tortious interference with contract,
finding that issues not sufficiently argued on appeal are waived, and denying Appellant’s request
to disqualify and reverse the trial court judge.
ENTERED this 23rd day of September, 2023.
/s/
JUDY T. ALDAN
Clerk of the Supreme Court